Registration for financial institutions and financial service providers

At its meeting on 6 November 2019, the Federal Council brought the Financial Services Act (FIDLEG) and the Financial Institutions Act (FINIG) together with the implementing ordinances into force on 1 January 2020. The financial service providers subject to these laws are now obliged to join an ombudsman’s office. Connection to an ombudsman’s office is also a mandatory requirement for the newly required entry in an advisor register.

As soon as registration has been completed, you will receive the follow-up agreement for signing and the corresponding invoice. After returning the signed follow-up agreement and payment, we will send you the confirmation of admission by e-mail and inform the relevant registers of consultants about the admission.

You can register below:

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    +12 (0) 345 678 9


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